Every day I talk with advisors and work with a team of experienced compliance staff to help advisors grow their business in a scalable and risk-aware manner. My goal is to drive repeatable, process-driven systems to help advisors and the firm stay compliant with changing regulations.
I Power Success through Authentic partnerships. I leverage my Learner and Relator skills to seek to understand advisors' practices and how they interact with regulatory guidance.
Outside Mutual I'm a proud husband and father of three great kids. I enjoy following the NBA, NFL, and Premier League. I coach youth soccer and love cooking and hiking.
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